The promises and pitfalls of SupTech for corporate governance-related enforcement
Digital technologies and data hold the potential to automate and improve the efficiency
and effectiveness of regulatory and supervisory processes, which have become increasingly
complex given the substantial increase of complex regulatory data in recent years.
Securities and financial regulators have turned to supervisory technology (SupTech)
tools and solutions as a means to improve their oversight, surveillance and analytical
capabilities, which can in turn have important benefits for financial stability and
market integrity. This Going Digital Toolkit note takes stock of the most common uses
of SupTech by securities regulators to date; identifies its associated benefits, risks
and challenges; and outlines considerations for devising adequate SupTech strategies,
with a particular focus on corporate governance-related enforcement.
Published on June 02, 2021
In series:OECD Going Digital Toolkit Notesview more titles